Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael James Sollberger | 2670706 | 2 | 12/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Jon Hale | 2692696 | 8 | 04/02/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Renee Argerbright | 6153294 | 1 | 12/14/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony Ruffo | 2709831 | 3 | 06/26/2013 | Customer Dispute | Denied | $8,500.00 | $0.00 | See FINRA Report |
| Brandon G Tieman | 5960871 | 3 | 04/19/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Jon Hale | 2692696 | 8 | 12/31/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ellen Marie Carteaux | 6651693 | 1 | 11/02/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| V Renee Wooton | 4596475 | 1 | 06/01/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Jamal Boddie | 5975940 | 1 | 04/25/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy John Seifert | 1577571 | 1 | 04/23/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |