Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Anthony Ruffo | 2709831 | 3 | 02/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Lee Dunnavan | 5437525 | 1 | 01/11/2016 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Michael James Sollberger | 2670706 | 2 | 08/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charlotte Crandall Hall | 2596674 | 1 | 07/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Albert Salafia | 3219797 | 2 | 06/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carrington Yarde | 5987539 | 1 | 05/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Jo Sears | 6183110 | 1 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bridget Lynn Guth | 6306027 | 1 | 04/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Jon Hale | 2692696 | 8 | 04/14/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Jon Hale | 2692696 | 8 | 01/16/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |