Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Dawn Y Shull | 4590679 | 1 | 06/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Kathleen Sinead Lafferty | 5533572 | 1 | 03/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Valerie Josephine Strange | 4980463 | 3 | 02/15/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Carolyn Marie Robinson | 2896311 | 1 | 07/28/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Christopher Jon Hale | 2692696 | 8 | 07/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Brandon G Tieman | 5960871 | 3 | 06/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Austin Christopher Brown | 7403480 | 1 | 05/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Rhonda Jean Franklin | 6574061 | 1 | 10/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kristine Denise Wilson | 6230068 | 1 | 09/08/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Quan Hoang Nguyen | 6589969 | 1 | 09/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |