Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mark Anthony Ruffo | 2709831 | 3 | 02/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael James Sollberger | 2670706 | 2 | 08/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Charlotte Crandall Hall | 2596674 | 1 | 07/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James Albert Salafia | 3219797 | 2 | 06/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Carrington Yarde | 5987539 | 1 | 05/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sarah Jo Sears | 6183110 | 1 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Bridget Lynn Guth | 6306027 | 1 | 04/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael James Sollberger | 2670706 | 2 | 12/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Bryan C McCabe | 5024207 | 1 | 05/03/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Andrew Thomas Wrigley | 4820238 | 1 | 11/11/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |