Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Lee Dunnavan | 5437525 | 1 | 01/11/2016 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Scott Paul Passias | 2469607 | 1 | 06/17/2011 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
Mark Anthony Ruffo | 2709831 | 3 | 02/26/2008 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
Michael Girard Palatiello | 1372752 | 1 | 11/26/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Brent Gaylon Tobiasson | 3093897 | 1 | 12/27/2001 | Customer Dispute | Closed-No Action | $69,000.00 | $0.00 | See FINRA Report |