Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE M & A Group LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robin R Boccardi | 5710239 | 1 | 03/17/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Chadwick Whatley | 4093633 | 1 | 06/01/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |