Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael John Laderer | 1436877 | 3 | 01/12/2022 | Customer Dispute | Settled | $910,000.00 | $0.00 | See FINRA Report |
| Francis Patrick Gemino | 219616 | 3 | 12/16/2021 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Michael John Laderer | 1436877 | 3 | 12/16/2021 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Michael John Laderer | 1436877 | 3 | 10/14/2021 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
| Francis Patrick Gemino | 219616 | 3 | 12/15/2008 | Customer Dispute | Pending | $17,000.00 | $0.00 | See FINRA Report |
| Edward John Schnepf | 1701429 | 1 | 06/22/2000 | Customer Dispute | Settled | $81,000.00 | $0.00 | See FINRA Report |
| Francis Patrick Gemino | 219616 | 3 | 01/17/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |