Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Airis Alexander Abolins | 2891011 | 3 | 12/02/2017 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
Brent A Niswander | 5372846 | 1 | 04/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Airis Alexander Abolins | 2891011 | 3 | 01/25/2017 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Crystal Deal White | 4722672 | 1 | 02/16/2016 | Customer Dispute | Settled | $7,288.00 | $0.00 | See FINRA Report |
Russell D Ahlers | 4436733 | 1 | 07/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |