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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 11-15 out of 15 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Airis Alexander Abolins2891011312/02/2017Customer DisputeSettled$25,000.00$0.00See FINRA Report
Brent A Niswander5372846104/07/2017FinancialFinal$0.00$0.00See FINRA Report
Airis Alexander Abolins2891011301/25/2017Customer DisputeSettled$100,000.00$0.00See FINRA Report
Crystal Deal White4722672102/16/2016Customer DisputeSettled$7,288.00$0.00See FINRA Report
Russell D Ahlers4436733107/15/2015FinancialFinal$0.00$0.00See FINRA Report

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