Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elizabeth Hazel Anderson | 6793256 | 1 | 10/26/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Andrew Payne | 6150663 | 1 | 05/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sydney Kristina Contorno | 7564085 | 4 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sydney Kristina Contorno | 7564085 | 4 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sydney Kristina Contorno | 7564085 | 4 | 09/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sydney Kristina Contorno | 7564085 | 4 | 08/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kisha Ratliff Ellerbe | 6681552 | 2 | 04/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brent A Niswander | 5372846 | 1 | 04/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Russell D Ahlers | 4436733 | 1 | 07/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |