Our Staff has compiled our research into a database of FINRA Broker Disclosures for Itau International Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Fernando Roberto Lema | 7807313 | 1 | 04/24/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Oswaldo Daniel Abreu | 4532747 | 1 | 09/10/2009 | Customer Dispute | Settled | $24,416.00 | $0.00 | See FINRA Report |
Paul A Vergara | 5043196 | 1 | 03/23/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |