Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Todd Doglione | 1794772 | 4 | 11/30/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Todd Doglione | 1794772 | 4 | 01/12/2004 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Arthur Todd Doglione | 1794772 | 4 | 08/29/2000 | Customer Dispute | Closed-No Action | $425,000.00 | $0.00 | See FINRA Report |
| Arthur Todd Doglione | 1794772 | 4 | 05/22/2000 | Customer Dispute | Closed-No Action | $37,000.00 | $0.00 | See FINRA Report |