Our Staff has compiled our research into a database of FINRA Broker Disclosures for Unionbanc Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Wallen | 4938380 | 1 | 02/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Lee Jenkins | 4823688 | 2 | 12/24/2013 | Customer Dispute | Settled | $34,000.00 | $0.00 | See FINRA Report |
| Sharon Donna Azgour | 2703690 | 7 | 11/12/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Boo Young Song | 4334284 | 2 | 06/18/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Boo Young Song | 4334284 | 2 | 06/18/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Eugene Herrera | 4643230 | 1 | 06/12/2012 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Michael Steven Padilla | 2195067 | 4 | 06/12/2012 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Brandon Stuart Linster | 2707682 | 1 | 04/09/2012 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Michael P Menke | 4576325 | 1 | 11/20/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gilbert Chavez Melgoza | 2443147 | 2 | 11/18/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |