Our Staff has compiled our research into a database of FINRA Broker Disclosures for Unionbanc Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur James Johnson | 2510972 | 5 | 11/15/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darlene Flores Swatik | 4274701 | 2 | 08/29/2003 | Customer Dispute | Denied | $17,700.00 | $0.00 | See FINRA Report |
| Kevin Chang Kyun Pak | 4264664 | 1 | 10/17/2002 | Customer Dispute | Denied | $8,612.34 | $0.00 | See FINRA Report |
| Michael Steven Padilla | 2195067 | 4 | 02/14/2001 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |