Our Staff has compiled our research into a database of FINRA Broker Disclosures for Xnergy Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Stuart Jacobs | 2295215 | 5 | 03/12/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Stuart Jacobs | 2295215 | 5 | 12/02/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Stuart Jacobs | 2295215 | 5 | 09/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Ernest Onesto | 2453096 | 1 | 08/07/2018 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Mark Stuart Jacobs | 2295215 | 5 | 01/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Allen Hines | 724720 | 2 | 10/05/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Stuart Jacobs | 2295215 | 5 | 05/14/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nia Stefany | 5406554 | 1 | 07/01/2007 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Donald Jordan Haskell | 239370 | 3 | 07/21/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Jordan Haskell | 239370 | 3 | 05/21/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |