Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parsonex Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Rick William Meehleis | 872287 | 3 | 01/12/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Anthony Solon Diamos | 4872899 | 3 | 10/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Anthony Solon Diamos | 4872899 | 3 | 09/13/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Anthony Solon Diamos | 4872899 | 3 | 03/28/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Carol Marie Griffin | 4652643 | 1 | 07/11/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Andreas Michael Reiter | 4602347 | 1 | 07/10/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Rick William Meehleis | 872287 | 3 | 05/12/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Rick William Meehleis | 872287 | 3 | 11/30/-0001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |