Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Wayne Feinman | 1304067 | 2 | 05/20/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Baris Cabalar | 4749342 | 9 | 05/07/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Angelo Durando | 5509340 | 2 | 03/26/2014 | Customer Dispute | Settled | $108,000.00 | $0.00 | See FINRA Report |
| Mark Alan Hermes | 4200965 | 4 | 03/10/2014 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Eduardo Gerena | 3165444 | 5 | 11/15/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Albert Ryer | 4655803 | 6 | 10/30/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Jude Ketner | 1138522 | 12 | 08/20/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Jude Ketner | 1138522 | 12 | 07/07/2013 | Customer Dispute | Settled | $394,644.00 | $0.00 | See FINRA Report |
| Baris Cabalar | 4749342 | 9 | 06/17/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maria B Cummings | 3243167 | 2 | 04/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |