Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Leon | 5200595 | 3 | 03/06/2017 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Henry Pinkenberg | 2375654 | 2 | 01/18/2017 | Customer Dispute | Settled | $38,310.00 | $0.00 | See FINRA Report |
| Mark Jude Ketner | 1138522 | 12 | 01/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Anthony Busto | 2522780 | 6 | 10/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kirt Samuel | 4807353 | 3 | 06/20/2016 | Customer Dispute | Settled | $5,750,000.00 | $0.00 | See FINRA Report |
| Donald Blatch Johns | 4566047 | 4 | 04/29/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Baris Cabalar | 4749342 | 9 | 03/08/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Christopher Lastihenos | 2621258 | 7 | 01/28/2016 | Customer Dispute | Settled | $17,295.00 | $0.00 | See FINRA Report |
| Michael Christopher Becker | 2592410 | 4 | 10/27/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Serge Parakhnevich | 5493064 | 7 | 08/17/2015 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |