Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Angelo Durando | 5509340 | 2 | 03/30/2020 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| Steven Anthony Busto | 2522780 | 6 | 03/05/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Baris Cabalar | 4749342 | 9 | 12/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Troy Adam Torian | 2841030 | 4 | 11/14/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hakim Atiba Donadelle | 2477436 | 8 | 08/23/2019 | Customer Dispute | Settled | $113,000.00 | $0.00 | See FINRA Report |
| Steve Baptist | 5885870 | 2 | 08/08/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Wayne Feinman | 1304067 | 2 | 04/12/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Edwin Alvarado | 6546895 | 3 | 03/12/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Baris Cabalar | 4749342 | 9 | 02/27/2019 | Customer Dispute | Settled | $330,000.00 | $0.00 | See FINRA Report |
| Troy Adam Torian | 2841030 | 4 | 02/14/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |