Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Leon | 5200595 | 3 | 08/03/2022 | Customer Dispute | Settled | $336,700.00 | $0.00 | See FINRA Report |
| David Edwin Alvarado | 6546895 | 3 | 03/21/2022 | Customer Dispute | Settled | $59,602.10 | $0.00 | See FINRA Report |
| Ali Barry Mahlooji | 4830105 | 5 | 10/29/2021 | Customer Dispute | Settled | $114,000.00 | $0.00 | See FINRA Report |
| Jarrett Edward Collins | 7295059 | 1 | 10/01/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vincent John Villani | 4296670 | 4 | 07/30/2021 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Serge Parakhnevich | 5493064 | 7 | 07/23/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Carl Cirelli | 6738582 | 2 | 04/26/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vladimiro Maurizio Panichi | 2740595 | 3 | 04/19/2021 | Customer Dispute | Pending | $4,800,000.00 | $0.00 | See FINRA Report |
| Ali Barry Mahlooji | 4830105 | 5 | 04/13/2021 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Vincent John Villani | 4296670 | 4 | 03/23/2021 | Customer Dispute | Settled | $95,600.00 | $0.00 | See FINRA Report |