Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Hosein | 4164630 | 2 | 06/26/2023 | Customer Dispute | Pending | $2,200,000.00 | $0.00 | See FINRA Report |
| Steros Christoforou | 4407397 | 1 | 04/17/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Sean Hosein | 4164630 | 2 | 03/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Alan Hermes | 4200965 | 4 | 03/08/2023 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| David Edwin Alvarado | 6546895 | 3 | 03/03/2023 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Vladimiro Maurizio Panichi | 2740595 | 3 | 01/13/2023 | Customer Dispute | Withdrawn | $322,734.00 | $0.00 | See FINRA Report |
| Brandon Leon | 5200595 | 3 | 10/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mason J Carmean | 7622163 | 1 | 10/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Aramis Jon Guerin | 6868992 | 1 | 10/10/2022 | Customer Dispute | Award / Judgment | $10,900,000.00 | $0.00 | See FINRA Report |
| Steven Anthony Busto | 2522780 | 6 | 09/09/2022 | Customer Dispute | Award / Judgment | $83,045.00 | $9,937.50 | See FINRA Report |