Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Roizman | 4502751 | 3 | 12/31/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Vincent Cantalupo | 3137208 | 5 | 12/12/2006 | Customer Dispute | Closed-No Action | $217,000.00 | $0.00 | See FINRA Report |
| Matthew Albert Ryer | 4655803 | 6 | 12/11/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Servio Edmundo Tiffer | 6790800 | 2 | 10/11/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Jude Ketner | 1138522 | 12 | 08/01/2006 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Hakim Atiba Donadelle | 2477436 | 8 | 06/05/2006 | Customer Dispute | Denied | $116,000.00 | $0.00 | See FINRA Report |
| Sean Michael Case | 3090136 | 1 | 05/11/2006 | Customer Dispute | Settled | $499,000.00 | $0.00 | See FINRA Report |
| Maria B Cummings | 3243167 | 2 | 04/01/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jim Eugene Scala | 2493873 | 6 | 01/26/2006 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |
| Eduardo Gerena | 3165444 | 5 | 10/17/2005 | Customer Dispute | Settled | $1,587,680.00 | $0.00 | See FINRA Report |