Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Lavender Moseley | 833771 | 9 | 03/12/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Baris Cabalar | 4749342 | 9 | 01/18/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexander Humberto Stern | 2471393 | 4 | 12/01/2008 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Matthew Albert Ryer | 4655803 | 6 | 11/04/2008 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| Henry Pinkenberg | 2375654 | 2 | 06/25/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Lavender Moseley | 833771 | 9 | 06/04/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jim Eugene Scala | 2493873 | 6 | 01/23/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vincent John Villani | 4296670 | 4 | 11/24/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Troy Adam Torian | 2841030 | 4 | 07/09/2007 | Customer Dispute | Denied | $20,600.00 | $0.00 | See FINRA Report |
| Alexander Humberto Stern | 2471393 | 4 | 02/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |