Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Vincent Cantalupo | 3137208 | 5 | 03/20/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vladimiro Maurizio Panichi | 2740595 | 3 | 02/11/2013 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Jim Eugene Scala | 2493873 | 6 | 01/18/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Christopher Lastihenos | 2621258 | 7 | 12/20/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Donald Blatch Johns | 4566047 | 4 | 12/07/2012 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Hakim Atiba Donadelle | 2477436 | 8 | 11/30/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Troy Adam Torian | 2841030 | 4 | 11/27/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brett Joseph Sullivan | 7484425 | 1 | 11/15/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hakim Atiba Donadelle | 2477436 | 8 | 10/08/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Hakim Atiba Donadelle | 2477436 | 8 | 06/12/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |