Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jim Eugene Scala | 2493873 | 6 | 01/26/2006 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |
| Eduardo Gerena | 3165444 | 5 | 10/17/2005 | Customer Dispute | Settled | $1,587,680.00 | $0.00 | See FINRA Report |
| Jim Eugene Scala | 2493873 | 6 | 10/17/2005 | Customer Dispute | Settled | $19,200.00 | $0.00 | See FINRA Report |
| Alexander Humberto Stern | 2471393 | 4 | 07/06/2005 | Customer Dispute | Pending | $109,000.00 | $0.00 | See FINRA Report |
| Joseph Jemel Steward | 3241331 | 2 | 07/24/2004 | Customer Dispute | Closed-No Action | $26,460.00 | $0.00 | See FINRA Report |
| Steven Anthony Busto | 2522780 | 6 | 12/10/2003 | Customer Dispute | Award / Judgment | $975.00 | $250.00 | See FINRA Report |
| Shane Redmond | 1997492 | 1 | 05/04/2001 | Customer Dispute | Denied | $62,142.00 | $0.00 | See FINRA Report |
| Michael Christopher Becker | 2592410 | 4 | 03/28/2001 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Michael Christopher Lastihenos | 2621258 | 7 | 07/25/2000 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Richard James Jirinec | 2580370 | 1 | 05/18/2000 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |