Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Vincent Cantalupo | 3137208 | 5 | 03/20/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vladimiro Maurizio Panichi | 2740595 | 3 | 02/11/2013 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Michael Christopher Lastihenos | 2621258 | 7 | 12/20/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Donald Blatch Johns | 4566047 | 4 | 12/07/2012 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Ronald Vincent Cantalupo | 3137208 | 5 | 05/10/2012 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Kirt Samuel | 4807353 | 3 | 02/02/2012 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Mark Jude Ketner | 1138522 | 12 | 12/15/2011 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Mark Jude Ketner | 1138522 | 12 | 05/17/2011 | Customer Dispute | Settled | $40,592.00 | $0.00 | See FINRA Report |
| Steven Anthony Busto | 2522780 | 6 | 04/11/2011 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Ronald Vincent Cantalupo | 3137208 | 5 | 03/30/2011 | Customer Dispute | Closed-No Action | $11,948.60 | $0.00 | See FINRA Report |