Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Christopher Lastihenos | 2621258 | 7 | 01/28/2016 | Customer Dispute | Settled | $17,295.00 | $0.00 | See FINRA Report |
| Serge Parakhnevich | 5493064 | 7 | 08/17/2015 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Ali Barry Mahlooji | 4830105 | 5 | 06/09/2015 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| William Christopher Frasco | 2111432 | 3 | 04/13/2015 | Customer Dispute | Closed-No Action | $90,000.00 | $0.00 | See FINRA Report |
| Mark Jude Ketner | 1138522 | 12 | 04/06/2015 | Customer Dispute | Award / Judgment | $475,000.00 | $199,788.00 | See FINRA Report |
| Baris Cabalar | 4749342 | 9 | 02/23/2015 | Customer Dispute | Settled | $43,669.50 | $0.00 | See FINRA Report |
| Michael Wayne Feinman | 1304067 | 2 | 05/20/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Angelo Durando | 5509340 | 2 | 03/26/2014 | Customer Dispute | Settled | $108,000.00 | $0.00 | See FINRA Report |
| Mark Alan Hermes | 4200965 | 4 | 03/10/2014 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Mark Jude Ketner | 1138522 | 12 | 07/07/2013 | Customer Dispute | Settled | $394,644.00 | $0.00 | See FINRA Report |