Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Liberties Financial. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Alan Vollbrecht | 2316065 | 7 | 09/12/2012 | Customer Dispute | Settled | $6,000,000.00 | $0.00 | See FINRA Report |
| Robert Alan Vollbrecht | 2316065 | 7 | 07/12/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Alan Vollbrecht | 2316065 | 7 | 06/20/2011 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Robert Alan Vollbrecht | 2316065 | 7 | 01/24/2011 | Customer Dispute | Settled | $810,140.00 | $0.00 | See FINRA Report |
| Robert Alan Vollbrecht | 2316065 | 7 | 09/24/2009 | Customer Dispute | Settled | $2,454,850.00 | $0.00 | See FINRA Report |
| Steven David Shaffer | 1027259 | 1 | 02/10/1995 | Customer Dispute | Settled | $198,576.00 | $0.00 | See FINRA Report |