Our Staff has compiled our research into a database of FINRA Broker Disclosures for Infinity Financial Services. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Warren Spelts | 1802111 | 9 | 09/30/2009 | Customer Dispute | Settled | $137,000.00 | $0.00 | See FINRA Report |
| Mark Warren Spelts | 1802111 | 9 | 06/04/2009 | Customer Dispute | Settled | $103,700.00 | $0.00 | See FINRA Report |
| Dwayne Tsukasa Shirakura | 3067210 | 4 | 05/14/2009 | Customer Dispute | Settled | $2,148.23 | $0.00 | See FINRA Report |
| Mark Christopher Devito | 5137097 | 1 | 01/23/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lloyd Frederick Wright | 2536308 | 1 | 07/13/2005 | Customer Dispute | Settled | $27,570.40 | $0.00 | See FINRA Report |
| Robert Earl Holaday | 1043463 | 2 | 01/06/2004 | Customer Dispute | Settled | $64,000.00 | $0.00 | See FINRA Report |
| Mark Warren Spelts | 1802111 | 9 | 08/20/2002 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| William Stuart Monsted | 1980128 | 1 | 07/15/2002 | Customer Dispute | Settled | $297,000.00 | $0.00 | See FINRA Report |
| Aaron Kurt Phillips | 1779418 | 6 | 09/12/2001 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Mark Warren Spelts | 1802111 | 9 | 04/18/2001 | Customer Dispute | Settled | $218,621.00 | $0.00 | See FINRA Report |