Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spire Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Erik Aabel | 1493667 | 24 | 02/14/2005 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| James Charles Protigal | 2187244 | 8 | 01/20/2005 | Customer Dispute | Denied | $111,000.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 11/19/2004 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 10/15/2004 | Customer Dispute | Denied | $7,612.00 | $0.00 | See FINRA Report |
| James Charles Protigal | 2187244 | 8 | 09/30/2004 | Customer Dispute | Denied | $6,527.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 09/27/2004 | Customer Dispute | Settled | $177,225.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 07/26/2004 | Customer Dispute | Withdrawn | $60,000.00 | $0.00 | See FINRA Report |
| Tracey Douglas Frank | 1773889 | 2 | 07/19/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Norman Gerald Bloom | 23933 | 1 | 10/23/2003 | Customer Dispute | Settled | $117,000.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 08/05/2003 | Customer Dispute | Closed-No Action | $6,100.00 | $0.00 | See FINRA Report |