Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spire Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael David Erbaio | 2902183 | 2 | 07/19/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael David Erbaio | 2902183 | 2 | 07/19/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Digregorio | 1731139 | 1 | 06/12/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 04/06/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Albert Urovsky | 1806732 | 6 | 09/27/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Albert Urovsky | 1806732 | 6 | 08/25/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Albert Urovsky | 1806732 | 6 | 08/25/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Phillip Michael Krause | 5180089 | 1 | 06/16/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Charles Protigal | 2187244 | 8 | 06/01/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Michael van Roten | 2892385 | 2 | 01/24/2011 | Customer Dispute | Settled | $311,000.00 | $0.00 | See FINRA Report |