Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spire Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Albert Urovsky | 1806732 | 6 | 10/23/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David John Levorchick | 4849302 | 4 | 08/23/2013 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 07/10/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Albert Urovsky | 1806732 | 6 | 06/18/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Michael Carazo | 6829588 | 2 | 06/06/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Peter Colell | 50660 | 6 | 03/25/2013 | Customer Dispute | Settled | $1,800,000.00 | $0.00 | See FINRA Report |
| Joseph Peter Colell | 50660 | 6 | 03/20/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Peter Colell | 50660 | 6 | 10/15/2012 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 09/17/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Erik Aabel | 1493667 | 24 | 09/17/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |