Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spire Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Erik Aabel | 1493667 | 24 | 09/16/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip James Fluegge | 1020686 | 2 | 08/19/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Peter Colell | 50660 | 6 | 08/02/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 08/01/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Feisal Ahmed Khan Malik | 2115832 | 3 | 01/20/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David John Levorchick | 4849302 | 4 | 08/12/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 06/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David John Levorchick | 4849302 | 4 | 04/29/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David John Levorchick | 4849302 | 4 | 03/04/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| David Albert Urovsky | 1806732 | 6 | 10/25/2013 | Customer Dispute | Closed-No Action | $19,388.00 | $0.00 | See FINRA Report |