Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spire Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Charles Protigal | 2187244 | 8 | 02/09/2009 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| William Russell Lloyd | 1995407 | 3 | 12/12/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Charles Protigal | 2187244 | 8 | 05/22/2008 | Customer Dispute | Settled | $30,448.00 | $0.00 | See FINRA Report |
| James Charles Protigal | 2187244 | 8 | 10/09/2006 | Customer Dispute | Settled | $5,761.87 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 02/14/2005 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 09/27/2004 | Customer Dispute | Settled | $177,225.00 | $0.00 | See FINRA Report |
| Norman Gerald Bloom | 23933 | 1 | 10/23/2003 | Customer Dispute | Settled | $117,000.00 | $0.00 | See FINRA Report |
| Tracey Douglas Frank | 1773889 | 2 | 05/27/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Patrick Michael van Roten | 2892385 | 2 | 01/28/2002 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Victoria Rochelle Abrams | 1889264 | 2 | 08/24/2001 | Customer Dispute | Settled | $3,119,860.00 | $0.00 | See FINRA Report |