Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spire Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Albert Urovsky | 1806732 | 6 | 08/25/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Albert Urovsky | 1806732 | 6 | 08/25/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tracey Douglas Frank | 1773889 | 2 | 07/19/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Nicholas Receski | 1339216 | 1 | 07/20/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |