Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Francis McCarthy | 1298685 | 6 | 10/01/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Julie McCarthy Decker | 1859609 | 1 | 10/01/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Francis McCarthy | 1298685 | 6 | 11/17/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Francis McCarthy | 1298685 | 6 | 11/17/2008 | Customer Dispute | Settled | $10,278.40 | $0.00 | See FINRA Report |
| Paul Francis McCarthy | 1298685 | 6 | 09/04/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Francis McCarthy | 1298685 | 6 | 04/13/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Francis McCarthy | 1298685 | 6 | 08/21/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |