Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Taylor Johnson | 1437481 | 4 | 11/01/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Taylor Johnson | 1437481 | 4 | 07/20/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Taylor Johnson | 1437481 | 4 | 06/15/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Taylor Johnson | 1437481 | 4 | 11/24/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |