Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commerce Street Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Wai Man Kong | 6298671 | 2 | 11/16/2017 | Customer Dispute | Settled | $277,220.00 | $0.00 | See FINRA Report |
| Raymond Wai Man Kong | 6298671 | 2 | 04/13/2016 | Customer Dispute | Settled | $277,220.00 | $0.00 | See FINRA Report |
| Benjamin Carl Deweese | 5410471 | 1 | 11/03/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Dudley Gross | 1032405 | 22 | 11/22/2008 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| William Dudley Gross | 1032405 | 22 | 10/06/2008 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| William Dudley Gross | 1032405 | 22 | 08/19/2008 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| William Dudley Gross | 1032405 | 22 | 08/19/2008 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| William Dudley Gross | 1032405 | 22 | 07/30/2008 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| William Dudley Gross | 1032405 | 22 | 07/29/2008 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| William Dudley Gross | 1032405 | 22 | 07/17/2008 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |