Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin James Imhoff | 1464384 | 4 | 09/28/2009 | Customer Dispute | Settled | $1,525,880.00 | $0.00 | See FINRA Report |
| Kevin James Imhoff | 1464384 | 4 | 09/24/2009 | Customer Dispute | Settled | $234,000.00 | $0.00 | See FINRA Report |
| Kevin James Imhoff | 1464384 | 4 | 05/13/2008 | Customer Dispute | Settled | $4,567.37 | $0.00 | See FINRA Report |
| Rick Isaac Harbus | 2278654 | 3 | 04/26/2006 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Rick Isaac Harbus | 2278654 | 3 | 04/26/2006 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Jeff Scott Crawford | 1535345 | 2 | 09/21/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Caleb Michael Svoboda | 4618199 | 1 | 05/25/2003 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Jeff Scott Crawford | 1535345 | 2 | 10/29/2002 | Customer Dispute | Withdrawn | $21,147.00 | $0.00 | See FINRA Report |
| Joseph Jacob Esther | 6929011 | 3 | 01/23/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Allen Peets | 6166969 | 1 | 07/18/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |