Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rick Isaac Harbus | 2278654 | 3 | 12/13/2023 | Customer Dispute | Closed-No Action | $350,000.00 | $0.00 | See FINRA Report |
| Kenji Saito | 5695201 | 2 | 06/29/2023 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Kenji Saito | 5695201 | 2 | 09/15/2021 | Customer Dispute | Settled | $99,999.00 | $0.00 | See FINRA Report |
| Kevin James Imhoff | 1464384 | 4 | 03/15/2012 | Customer Dispute | Settled | $565,390.00 | $0.00 | See FINRA Report |
| Paul Raymond Morehouse | 5831813 | 1 | 02/07/2012 | Customer Dispute | Settled | $206,777.00 | $0.00 | See FINRA Report |
| Kevin James Imhoff | 1464384 | 4 | 09/28/2009 | Customer Dispute | Settled | $1,525,880.00 | $0.00 | See FINRA Report |
| Kevin James Imhoff | 1464384 | 4 | 09/24/2009 | Customer Dispute | Settled | $234,000.00 | $0.00 | See FINRA Report |
| Kevin James Imhoff | 1464384 | 4 | 05/13/2008 | Customer Dispute | Settled | $4,567.37 | $0.00 | See FINRA Report |
| Rick Isaac Harbus | 2278654 | 3 | 04/26/2006 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Rick Isaac Harbus | 2278654 | 3 | 04/26/2006 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |