Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Richard Carpenter | 2701304 | 4 | 04/18/2005 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Scott Richard Carpenter | 2701304 | 4 | 01/11/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Richard Carpenter | 2701304 | 4 | 02/27/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Richard Carpenter | 2701304 | 4 | 05/02/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |