Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Timothy Paca Woodburn | 4836637 | 3 | 08/10/2022 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
Timothy Paca Woodburn | 4836637 | 3 | 02/21/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Timothy Paca Woodburn | 4836637 | 3 | 09/30/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jeffrey Gale Best | 2157059 | 5 | 10/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey Gale Best | 2157059 | 5 | 08/01/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jeffrey Gale Best | 2157059 | 5 | 03/07/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey Gale Best | 2157059 | 5 | 07/27/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey Gale Best | 2157059 | 5 | 02/19/2009 | Customer Dispute | Settled | $78,000.00 | $0.00 | See FINRA Report |