Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Anthony Emmanuel | 2046654 | 5 | 09/13/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert David Bray | 1296539 | 1 | 04/11/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Anthony Emmanuel | 2046654 | 5 | 08/10/1994 | Customer Dispute | Settled | $77,000.00 | $0.00 | See FINRA Report |
| Peter Anthony Emmanuel | 2046654 | 5 | 04/23/1993 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |