Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Frederick Shindelman | 1223306 | 3 | 07/30/2007 | Customer Dispute | Denied | $5,933.53 | $0.00 | See FINRA Report |
| Peter Anthony Emmanuel | 2046654 | 5 | 06/29/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Anthony Emmanuel | 2046654 | 5 | 06/29/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Meyers Tilchin | 1495823 | 5 | 11/24/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Louis Meyers Tilchin | 1495823 | 5 | 10/14/2002 | Customer Dispute | Settled | $25,579.20 | $0.00 | See FINRA Report |
| Bruce Frederick Shindelman | 1223306 | 3 | 08/22/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Louis Meyers Tilchin | 1495823 | 5 | 04/10/2002 | Customer Dispute | Settled | $31,703.00 | $0.00 | See FINRA Report |
| Louis Meyers Tilchin | 1495823 | 5 | 03/11/2002 | Customer Dispute | Award / Judgment | $3,500,000.00 | $200,000.00 | See FINRA Report |
| Robert Harris Sullivan | 1341663 | 4 | 11/05/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Harris Sullivan | 1341663 | 4 | 01/07/1999 | Customer Dispute | Award / Judgment | $1,400,000.00 | $300,000.00 | See FINRA Report |