Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louis Meyers Tilchin | 1495823 | 5 | 03/11/2002 | Customer Dispute | Award / Judgment | $3,500,000.00 | $200,000.00 | See FINRA Report |
| Robert Harris Sullivan | 1341663 | 4 | 01/07/1999 | Customer Dispute | Award / Judgment | $1,400,000.00 | $300,000.00 | See FINRA Report |
| Robert David Bray | 1296539 | 1 | 04/11/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Anthony Emmanuel | 2046654 | 5 | 08/10/1994 | Customer Dispute | Settled | $77,000.00 | $0.00 | See FINRA Report |
| Peter Anthony Emmanuel | 2046654 | 5 | 04/23/1993 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |