Our Staff has compiled our research into a database of FINRA Broker Disclosures for Drexel Hamilton, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Benjamin Forbes Darsney | 4695888 | 1 | 03/23/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Thomas Carmine Raimondi | 1834178 | 1 | 01/13/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Phillip Michael Culpepper | 5873574 | 1 | 11/29/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Kevin Donald White | 1600041 | 2 | 05/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Anthony Philip Felice | 4441607 | 1 | 10/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kevin Donald White | 1600041 | 2 | 01/22/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |