Our Staff has compiled our research into a database of FINRA Broker Disclosures for City Capital Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Alan Staples | 2591078 | 5 | 09/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Alan Staples | 2591078 | 5 | 07/21/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Alan Staples | 2591078 | 5 | 08/11/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Alan Staples | 2591078 | 5 | 05/12/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Alan Staples | 2591078 | 5 | 02/20/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Douglas Lenart | 736107 | 1 | 03/30/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Nicholas Hurtgen | 2599596 | 1 | 05/09/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Howard Lang | 1396305 | 1 | 02/25/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |