Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc James Poulos | 6108360 | 1 | 01/13/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Evan Kanarek | 4683424 | 1 | 12/19/2016 | Customer Dispute | Denied | $14,977.00 | $0.00 | See FINRA Report |
| John Harry Sianis | 4634195 | 1 | 02/06/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eduardo Luis Sordo | 4175091 | 1 | 08/26/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| John Peter Calamos Sr | 38210 | 2 | 06/28/2010 | Customer Dispute | Settled | $2,700,000.00 | $0.00 | See FINRA Report |
| John Peter Calamos Sr | 38210 | 2 | 10/16/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony S Tursich | 2636346 | 1 | 10/01/1995 | Civil Bond | $0.00 | $0.00 | See FINRA Report |