Our Staff has compiled our research into a database of FINRA Broker Disclosures for R.M. Duncan Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Bartlett Roach | 1642579 | 8 | 11/03/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Bartlett Roach | 1642579 | 8 | 04/17/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Bartlett Roach | 1642579 | 8 | 10/12/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |