Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hatteras Capital Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Preston Adam Jr Waldrop | 7401316 | 1 | 06/15/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Francis Lee | 5678514 | 1 | 04/14/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |