Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brent Michael Thomas | 2351353 | 1 | 03/24/2023 | Customer Dispute | Settled | $950,000.00 | $0.00 | See FINRA Report |
| Dirk Gavin Gilliard | 2132341 | 2 | 06/09/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Thelia Ann Wade | 4499078 | 1 | 02/01/2005 | Customer Dispute | Settled | $2,057,740.00 | $0.00 | See FINRA Report |